Securities regulation in the United States

Results: 4123



#Item
491Hong Kong Exchanges and Clearing / English law / Corporations law / Real estate appraisal / Corporate law / Securities regulation in the United States / Corporate governance / Mergers and acquisitions / Public company / Business / Finance / Financial economics

Microsoft Word - Chapter[removed]without markups.doc

Add to Reading List

Source URL: www.info.gov.hk

Language: English - Date: 2003-03-21 04:02:13
49273rd United States Congress / United States Securities and Exchange Commission / Financial regulation / Australian securities law / New South Wales v Commonwealth / Securities regulation in the United States / United States securities law / Australian constitutional law

Companies & Securities (Interpretation & Miscellaneous Provisions) Amendment Bill Explanatory Memorandum 1981

Add to Reading List

Source URL: www.takeovers.gov.au

Language: English - Date: 2009-01-18 23:10:29
49373rd United States Congress / United States Securities and Exchange Commission / United States securities law / New South Wales v Commonwealth / Securities regulation in the United States / Australian constitutional law / Securities

National Companies and Securities Commission Amendment Bill ExMem 1980

Add to Reading List

Source URL: www.takeovers.gov.au

Language: English - Date: 2009-01-18 18:39:15
494Economics / Financial regulation / Financial system / SEC Rule 10b-5 / Insider trading / U.S. Securities and Exchange Commission / Securities Exchange Act / SEC Rule 10b5-1 / Securities regulation in the United States / United States securities law / Corporate crime / United States Securities and Exchange Commission

Case[removed], Document 233, [removed], [removed], Page1 of 24 UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT Thurgood Marshall U.S. Courthouse 40 Foley Square, New York, NY[removed]Telephone: [removed]MOTION INFO

Add to Reading List

Source URL: blogs.reuters.com

Language: English - Date: 2015-02-26 18:11:30
495United States Securities and Exchange Commission / Government / Financial regulation / SEC filings / New Deal / Securities Act / Summary / Securities Exchange Act / Service of process / United States securities law / Law / 73rd United States Congress

DEPARTMENT OF JUSTICE DIVISION OF SECURITIES NOTICE OF PROPOSED REVISION TO THE RULES AND REGULATIONS PURSUANT TO THE DELAWARE SECURITIES ACT In compliance with the State’s Administrative Procedures Act (APABTitle 29,

Add to Reading List

Source URL: www.nasaa.org

Language: English - Date: 2014-08-21 21:48:11
496Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / United States federal banking legislation / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / Securities regulation in the United States / Financial economics / Futures contract / Financial regulation / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act

PDF Document

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-07-01 16:18:43
497Economics / Insider trading / Financial system / Financial economics / Insider / Securities regulation in the United States / SEC Rule 10b5-1 / SEC Rule 10b-5 / Corruption / Stock market / United States securities law

Subject: Comments on Insider Trading Discussion Paper Submission to: Companies and Securities AdvisoryC ommittee Comments on Insider Trading Discussion Paper

Add to Reading List

Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:10:44
498Food and drink / Securities Act / Beef / International Financial Reporting Standards / Securities regulation in the United States / Finance / Financial regulation / Japanese cuisine / United States securities law / Wagyu

Microsoft PowerPoint - Draft Investor Presentation_FINAL

Add to Reading List

Source URL: www.aaco.com.au

Language: English - Date: 2012-07-11 05:31:56
499Local government in Virginia / Notary / Notary public / Virginia law / Financial adviser / Securities Act / Financial regulation / Application for employment / Alcohol licensing laws of the United Kingdom / United States securities law / Law / Financial economics

Microsoft Word - Investment Advisor Application Form for Companies

Add to Reading List

Source URL: www.fsaseychelles.sc

Language: English - Date: 2015-02-05 10:56:20
500Securities Commission of New Zealand / Financial regulation / International finance institutions / International Organization of Securities Commissions

Implementation monitoring of the PFMI: Level 2 assessments for central counterparties and trade repositories in the European Union, Japan and the United States

Add to Reading List

Source URL: www.iosco.org

Language: English - Date: 2015-02-26 09:26:10
UPDATE